NoCD, a transparency tool

nocd a transparency tool

Sumary of NoCD, a transparency tool:

  • And the recent news of R&L Investment-Venture Securities alleged fraudulent activities, prompting the Securities and Exchange Commission to revoke their trading license may also be a concern.
  • It is offered to Broker Depository Participants to enable the participants to maintain client securities holdings held under their omnibus broker account in a segregated set-up.
  • This platform allows the recording of securities at the beneficial owner level lodged with PDTC.

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